Smart Energy Sweden Group AB

New rules valid from July 3, 2016

On July 3, 2016, the European Parliament Regulation (596/2014 / EU) on market abuse will come in force and is directly applicable to Swedish law. Regulation includes, among other things, new rules for insiders (hereinafter "people in positions").

People in leadership positions in companies listed on AktieTorget are from 3 July 2016 to report their transactions in the listed company to the Financial Regulatory Board (FI) (www.fi.se) and to the company. AktieTorget's insider list and notification requirement will because of this cease to be in force after market close on Friday, July 1, 2016. Previously reported transactions will appear on AktieTorget's website during a transitional period.


Organizational Number  
Insider Name:  
  
556756-4611  
Ulrich Andersson  
  

The company is no longer listed. The below information was valid on it's last day of trading, which was 2/1/2016


Insider Positions

Position From To
Board Member 11/9/2009 7/27/2015
Board Member 7/27/2015 11/17/2015

Instruments in possesion

Name Instrument Type Instrument Amount


Transactions

Date In Possession Of Instrument Type Instrument     Violation Change Reason Change After Ch.
6/7/2012 Relative or Similar Subscription option CAOI TO 3     Unexercised   -802,100 0
6/7/2012 Relative or Similar Subscription option CAOI TO 3   Late reporting
8 days
Trade: 6/7/2012,
Reported: 6/27/2012  
Decreased possession   -158,730 802,100
6/7/2012 Relative or Similar Share SMART   Late reporting
8 days
Trade: 6/7/2012,
Reported: 6/27/2012  
Increased possession   158,730 1,119,560
7/6/2011 Relative or Similar Subscription option CAOI TO 3     Increased possession   960,830 960,830
3/29/2010 Relative or Similar Share SMART     Decreased possession   -49,766 960,830
1/22/2010 Relative or Similar Convertible loan CAOI KV     Convert   -16,000 0
1/22/2010 Relative or Similar Share SMART     Convert   10,596 1,010,596
11/10/2009 Relative or Similar Convertible loan CAOI KV   Late reporting
12 days
Trade: 11/10/2009,
Reported: 12/3/2009  
Started possession   16,000 16,000
11/9/2009 Ulrich Andersson Share SMART     Started possession   15,000 15,000
11/9/2009 Relative or Similar Share SMART     Started possession   15,000 15,000
11/9/2009 Relative or Similar Share SMART     Started possession   15,000 15,000
11/9/2009 Relative or Similar Share SMART     Started possession   1,000,000 1,000,000
11/9/2009 Relative or Similar Share SMART     Started possession   250,000 250,000
11/9/2009 Relative or Similar Share SMART     Started possession   200,000 200,000
 
Items marked in italic are transactions done by persons closely associeated with the named insiders, or legal entities associated with the named insider
Items marked in red are either transactions that have been reported late or corrections for wrongly reported transactions to AktieTorget.
Items marked in gray are transactions on persons who no longer are registered as insiders on the company.


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